Brian A. George
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Alexander George was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1998. Brian had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2009 - October 14, 2021
BONDWIRE
July 31, 2007 - November 16, 2007
NATIONAL SECURITIES CORPORATION
October 8, 2003 - July 20, 2007
BROOKSTREET SECURITIES CORPORATION
June 26, 2003 - July 20, 2007
BROOKSTREET SECURITIES CORPORATION
July 24, 2002 - June 26, 2003
CITIGROUP GLOBAL MARKETS INC.
July 22, 2002 - June 26, 2003
CITIGROUP GLOBAL MARKETS INC.
May 22, 1998 - August 2, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 21, 1998 - August 2, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BONDWIRE
CRD#: 148710 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 272 |
| AUM (Assets Under Management) | $ 48,919,511 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
