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Brian Alexander George

CRD# 2525268·Registered 1998 - 2021
Previously Registered: Being a previously registered professional could mean that Brian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brian Alexander George was a registered financial advisor. Brian was a previously registered financial professional and started their career in finance 1998 - 2021. Brian had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

BONDWIRE·CRD# 148710
RIA
Miami, FL
August 28, 2009 - October 14, 2021
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Fort Lauderdale, FL
July 31, 2007 - November 16, 2007
BROOKSTREET SECURITIES CORPORATION·CRD# 14667
RIA
Miami, FL
October 8, 2003 - July 20, 2007
BROOKSTREET SECURITIES CORPORATION·CRD# 14667
BD
Miami, FL
June 26, 2003 - July 20, 2007
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Miami , FL
July 24, 2002 - June 26, 2003
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 22, 2002 - June 26, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Coral Gables, FL
May 22, 1998 - August 2, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
May 21, 1998 - August 2, 2002

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Current Firm

BO
BONDWIRE

BONDWIRE | CARIBBEAN & LATIN AMERICAN SECURITIES, LLC

CRD#: 148710
Florida
Registered Investment Advisory firm - Florida (8/28/2009 Approved)
Texas
Registered Investment Advisory firm - Texas (8/20/2015 Conditional Restricted)

Contact Information

Main Address

2645 Executive Park Drive Suite 402, Weston, FL 33331

Phone Number

(754) 206-0011

# of Employees

16

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

272

AUM (Assets Under Management)

$48,919,511

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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