Victor J. Dichiara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor John Dichiara, who also goes by VIctor Dichiara, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1994. Victor had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2000 - September 20, 2000
DELTA ASSET MANAGEMENT COMPANY, LLC
May 24, 1999 - May 5, 2000
WIN CAPITAL CORP.
August 31, 1998 - December 8, 1998
ROSS SECURITIES CORP.
August 1, 1997 - August 25, 1998
RUSSO SECURITIES INC.
September 19, 1996 - July 7, 1997
WILLIAM SCOTT & CO. L.L.C.
August 14, 1995 - September 13, 1996
TUSCANY EQUITY MANAGEMENT CORPORATI0N
September 16, 1994 - July 11, 1995
HANOVER, STERLING & COMPANY LTD.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DELTA ASSET MANAGEMENT COMPANY, LLC
CRD#: 39923 / SEC#: , 8-48888
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
