Scott F. Akers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Fellows Akers, who also goes by Scott F Akers, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1994. Scott had worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2017 - January 11, 2019
WARISAN CAPITAL MANAGEMENT
July 28, 2016 - February 21, 2017
A.L. STUART INVESTMENTS, LLC
March 9, 2005 - December 31, 2010
WARISAN CAPITAL LLC
February 9, 2000 - January 7, 2003
DEUTSCHE BANK SECURITIES INC.
August 23, 1994 - January 27, 2000
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WARISAN CAPITAL MANAGEMENT
CRD#: 287790 / SEC#:
Contact information
Red Flags
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