James P. Boylan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Patrick Boylan, who also goes by Jim Patrick Boylan, Jim Boylan, Boylan, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1994. James had worked at 6 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2009 - May 11, 2021
LEERINK PARTNERS LLC
January 26, 2004 - August 5, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 9, 2003 - November 25, 2003
UBS SECURITIES LLC
June 5, 1997 - April 28, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 23, 1995 - April 9, 1997
CITIGROUP GLOBAL MARKETS INC.
January 7, 1995 - May 20, 1995
UBS FINANCIAL SERVICES INC.
August 22, 1994 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/30/2024
General Securities Representative ExaminationSeries 79TO
Date: 3/30/2024
Investment Banking Registered Representative ExaminationCurrent Firm
LEERINK PARTNERS LLC
CRD#: 39011 / SEC#: 801-68264, 8-48535
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEERINK INTERMEDIATE HOLDINGS LLC | MEMBER | |
| CASEY, KEVIN MICHAEL | CHIEF COMPLIANCE OFFICER | 4754440 |
| DAVIDSON, THOMAS ADAM | SENIOR MANAGING DIRECTOR | 2248233 |
| DUBIN, DANIEL BARRY | SENIOR MANAGING DIRECTOR | 3231063 |
| GENTILE, JOSEPH ROBERT | CHIEF ADMINISTRATIVE OFFICER | 2545927 |
| HEINEMAN, STEVEN P | GENERAL COUNSEL | 5386950 |
| JURKIEWICZ, GREGG MARTIN | FINOP | 4440135 |
| LEERINK, JEFFREY ALAN | CEO | 1718986 |
| OLSON, ERIC PATRICK | PRINCIPAL OPERATIONS OFFICER | 2542584 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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