Robert V. Frizell

BROOKMONT CAPITAL MANAGEMENT

Dallas, TX 75225

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CRD#: 2524912

Professional summary

Robert Vincent Frizell, who also goes by Robert Frizell, is a registered financial advisor currently at BROOKMONT CAPITAL MANAGEMENT located in Dallas, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Robert has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Frizell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Vincent Frizell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2023 - Present

BROOKMONT CAPITAL MANAGEMENT

Office #1: 5950 Berkshire Lane Suite 1420, Dallas, TX 75225

RIA

CRD#: 145475

Dallas, TX

Past

March 22, 2019 - January 3, 2020

COMMERCE STREET CAPITAL, LLC

CRD#: 143797

DALLAS, TX

Past

June 18, 2018 - March 19, 2019

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

DALLAS, TX

Past

June 14, 2018 - March 19, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

DALLAS, TX

Past

June 7, 2010 - May 11, 2017

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

DALLAS, TX

Past

May 6, 2009 - April 19, 2010

CANACCORD GENUITY SECURITIES LLC

CRD#: 24790

NEW YORK, NY

Past

October 10, 2000 - February 24, 2009

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

DALLAS, TX

Past

September 7, 1994 - October 10, 2000

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKMONT CAPITAL MANAGEMENT

BROOKMONT CAPITAL MANAGEMENT | BROOKMONT CAPITAL MANAGEMENT, LLC

CRD#: 145475 / SEC#: 801-68533

RIA

Registered Investment Advisory firm - (11/15/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/22/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/8/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 10/12/2004

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 10/11/2004

General Securities Sales Supervisor - General Module Examination

Current Firm

BROOKMONT CAPITAL MANAGEMENT

BROOKMONT CAPITAL MANAGEMENT | BROOKMONT CAPITAL MANAGEMENT, LLC

CRD#: 145475 / SEC#: 801-68533

RIA

Registered Investment Advisory firm - (11/15/2007 Approved)

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Contact information

Main Address

5950 Berkshire Lane Suite 1420, Dallas, TX 75225

Mailing Address

Phone number

(214) 953-0190

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROOKMONT FORM ADV PART 2A FYE 2024 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	154
AUM (Assets Under Management)	$ 860,645,734

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert V. Frizell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Vincent Frizell's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMERCE STREET CAPITAL, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

CANACCORD GENUITY SECURITIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

Primary Firm SEC Registration

BROOKMONT CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 9/22/1994

SIE

Date: 10/1/2018

Series 7

Date: 8/8/1994

Series 9

Date: 10/12/2004

Series 10

Date: 10/11/2004

Current Firm

BROOKMONT CAPITAL MANAGEMENT

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROOKMONT CAPITAL MANAGEMENT

TRUST BUT VERIFY

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