Sean M. Leder

TSL INVESTMENT MANAGEMENT

BOCA RATON, FL

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CRD#: 2524900

Professional summary

Sean Michael Leder, who also goes by Sean Leder, is a registered financial advisor currently at TSL INVESTMENT MANAGEMENT, LLC located in Boca Raton, Florida.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Sean has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean Leder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Leder Realty & Management, Inc. - Investment-Related - Boca Raton, FL - Real Estate Advice & Management Services - President & Director - Since 06/1995 - less than 8 hours/month with less than 1 hour/month during securities trading hours; licensed real estate broker offering real estate advice and management services. (2) Leder Holdings, LLC - Investment-Related - Boca Raton, FL - Privately Held Holding Company for Real Estate - Manager & Member - Since 12/2011 - less than 8 hours/month with less than 1 hour/month during securities trading hours; managing real estate holdings. **From time to time, through Leder Realty & Management, Inc. or Leder Holdings, LLC, Mr. Leder creates and/or provides management services to various privately held entities formed to hold real estate. In addition to providing management services, Mr. Leder may act as an officer, investor, or other such capacity in connection with his business activities conducted through Leder Realty & Management, Inc. or Leder Holdings, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Leder's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2010 - Present

TSL INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 152123

BOCA RATON, FL

Past

September 8, 1994 - July 12, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/9/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/4/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/30/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/17/1994

General Securities Representative Examination

Current Firm

TSL INVESTMENT MANAGEMENT, LLC

CRD#: 152123 / SEC#: 801-71031

RIA

Registered Investment Advisory firm - (8/9/2012 Terminated)

Florida

Registered Investment Advisory firm - (8/7/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Boca Raton, FL

Mailing Address

1199 South Federal Hwy Suite 395, Boca Raton, FL 33432

Phone number

(561) 289-1377

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	31
AUM (Assets Under Management)	$ 42,016,448

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/13/2024	Cover Page	Report
09/29/2023	Cover Page	Report
09/16/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean M. Leder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Leder's CRS (Customer Relationship Summary).

Certified licenses

Experience

TSL INVESTMENT MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 3/4/2010

Series 63

Date: 8/30/1994

Series 7

Date: 8/17/1994

Current Firm

TSL INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TSL INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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