Richard D. Jacobson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Douglas Jacobson, who also goes by Richard Jacobson, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1994. Richard had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2013 - February 4, 2017
INTELLIGENT EDGE SECURITIES, LLC
August 23, 2010 - February 17, 2011
FOCUS CAPITAL GROUP, INC.
June 29, 2005 - February 11, 2009
STERN CAPITAL LLC
December 12, 2001 - July 16, 2003
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
February 27, 1998 - February 3, 2000
COWEN AND COMPANY
October 6, 1994 - August 19, 1997
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
INTELLIGENT EDGE SECURITIES, LLC
CRD#: 129821 / SEC#: , 8-66257
Contact information
Documents
Red Flags
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