Jason P. Alpin
Professional summary
Jason Paul Alpin is a registered financial professional currently at IMPERIAL CAPITAL, LLC located in Los Angeles, California.
Jason is registered as a RR (Registered Representative) and started their career in finance in 1994. Jason has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Paul Alpin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 1998 - Present
IMPERIAL CAPITAL, LLC
Office #1: 10100 Santa Monica Blvd. Suite 2400, Los Angeles, CA 90067August 31, 1994 - December 31, 1997
DABNEY/RESNICK/IMPERIAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/1998)
(5/24/1999)
(6/19/2013)
(11/27/2018)
(1/13/1998)
(1/2/1998)
(1/2/1998)
(2/7/2001)
(9/15/2016)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/22/2003
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
IMPERIAL CAPITAL, LLC
CRD#: 43744 / SEC#: , 8-50397
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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