Wanda K. Mcmanus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wanda Kay Mcmanus, who also goes by Wanda Kay Bates, Kay Mcmanus, was a registered financial professional .
Wanda is a previously registered financial professional and started their career in finance in 1994. Wanda had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2007 - March 19, 2018
HAND SECURITIES, INC
February 27, 2004 - December 31, 2006
MML INVESTORS SERVICES, LLC
September 16, 2003 - December 8, 2003
TRADESTAR INVESTMENTS,INC.
September 16, 2003 - December 8, 2003
FISERV INVESTOR SERVICES, INC.
June 21, 2002 - September 6, 2003
MML INVESTORS SERVICES, LLC
March 2, 1999 - September 6, 2003
MML INVESTORS SERVICES, LLC
June 9, 1998 - December 3, 1998
GRIFFIN FINANCIAL SERVICES
April 17, 1998 - June 1, 1998
EQUITY SERVICES, INC.
February 6, 1995 - March 17, 1998
INVESCO DISTRIBUTORS, INC.
August 19, 1994 - December 31, 1994
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAND SECURITIES, INC
CRD#: 45198 / SEC#: , 8-51001
Contact information
FINRA licenses (38 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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