Charles G. Hughes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Gerard Hughes JR, CFP® was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1972. Charles had worked at 8 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1979
Experience
July 9, 2021 - December 2, 2024
C. G. HUGHES COMPANY, LLC
January 12, 1990 - November 22, 1991
SOUTH BEACH SECURITIES, INC.
November 19, 1989 - May 4, 1990
OSAIC WEALTH, INC.
May 16, 1983 - November 13, 1985
RELIASTAR FINANCIAL MARKETING CORP.
June 11, 1981 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
May 1, 1979 - May 1, 1981
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
August 30, 1972 - May 30, 1979
OPPENHEIMER MANAGEMENT CORPORATION
April 13, 1972 - December 1, 1972
HORIZON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/5/1972
Registered Representative ExaminationCurrent Firm
C. G. HUGHES COMPANY, LLC
CRD#: 109357 / SEC#: 801-56496
Contact information
Regulatory assets under management
| Total Number of Accounts | 92 |
| AUM (Assets Under Management) | $ 35,640,613 |
Red Flags
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