Matthew J. Hudgins

MOSAIC WEALTH MANAGEMENT, L.L.C.

Atlanta, GA

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CRD#: 2524749

Professional summary

Matthew Jeffery Hudgins, who also goes by Matthew J Hudgins, is a registered financial advisor currently at MOSAIC WEALTH MANAGEMENT, L.L.C. located in Atlanta, Georgia.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Matthew has worked at 5 firms and has passed the Series 63, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew J Hudgins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Matthew Hudgins, President and Owner of Mosaic Wealth Management, LLC, also owns and operates Parliament Capital LLC, a business coaching and consulting firm. Parliament Capital LLC serves a client base of business owners and its mission is to teach individuals how to run a business more efficiently and to maximize profits. Parliament Capital, LLC was established in 2002 to invest in real estate property and holds some legacy investments; however, the company is solely focused on business consulting at this time. Mr. Hudgins spends up to 5 hours per month on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Jeffery Hudgins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2010 - Present

MOSAIC WEALTH MANAGEMENT, L.L.C.

RIA

CRD#: 142793

Atlanta, GA

Past

September 21, 2004 - January 4, 2007

OAKBRIDGE PARTNERS, LTD.

RIA

CRD#: 105829

ATLANTA, GA

Past

February 28, 2003 - March 5, 2004

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

ATLANTA, GA

Past

November 10, 2000 - March 5, 2004

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Past

September 6, 1995 - December 31, 1999

DUNWOODY BROKERAGE SERVICES, INC.

CRD#: 31183

ATLANTA, GA

Past

December 21, 1994 - July 3, 1995

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOSAIC WEALTH MANAGEMENT, L.L.C.

CRD#: 142793 / SEC#: 801-123417

RIA

Registered Investment Advisory firm - (3/11/2022 Approved)

Georgia

Registered Investment Advisory firm - (3/20/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (3/1/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(8/27/2010)

IAR

Louisiana
(2/1/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/25/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/20/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 3/26/2001

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 3/5/2001

General Securities Sales Supervisor - General Module Examination

Current Firm

MOSAIC WEALTH MANAGEMENT, L.L.C.

CRD#: 142793 / SEC#: 801-123417

RIA

Registered Investment Advisory firm - (3/11/2022 Approved)

Georgia

Registered Investment Advisory firm - (3/20/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (3/1/2023 Terminated)

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Contact information

Main Address

Atlanta, GA

Mailing Address

Phone number

(404) 405-8080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MOSAIC WEALTH BROCHURE (1/14/2025)

Regulatory assets under management

Total Number of Accounts	332
AUM (Assets Under Management)	$ 209,440,007

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew J. Hudgins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Jeffery Hudgins's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAKBRIDGE PARTNERS, LTD.

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

DUNWOODY BROKERAGE SERVICES, INC.

THE ROBINSON-HUMPHREY COMPANY, LLC

Primary Firm SEC Registration

MOSAIC WEALTH MANAGEMENT, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/25/1995

Series 7

Date: 12/20/1994

Series 9

Date: 3/26/2001

Series 10

Date: 3/5/2001

Current Firm

MOSAIC WEALTH MANAGEMENT, L.L.C.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MOSAIC WEALTH MANAGEMENT, L.L.C.

TRUST BUT VERIFY

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