JS
Jeffrey R. Seaver
FORESIDE FINANCIAL SERVICES
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 2524675
JS
Professional summary
Jeffrey Rodman Seaver, who also goes by J Rodman Seaver, Jeff Seaver, Jeffrey R Seaver, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Chicago, Illinois.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1997. Jeffrey has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
J Rodman Seaver | Jeff Seaver | Jeffrey R Seaver
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Rodman Seaver's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 19, 2023 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 225 W Wacker Drive Suite 1200, Chicago, IL 60606BD
CRD#: 148477
Chicago, IL
Past
January 27, 2017 - February 15, 2023
FRANKLIN DISTRIBUTORS, LLC
BD
CRD#: 109064
PASADENA, CA
Past
October 9, 2015 - July 21, 2016
NEXBANK SECURITIES INC
BD
CRD#: 133267
DALLAS, TX
Past
September 22, 2004 - September 28, 2015
LOOMIS SAYLES DISTRIBUTORS, L.P.
BD
CRD#: 41795
CHICAGO, IL
Past
March 3, 2004 - October 24, 2012
LOOMIS, SAYLES & COMPANY, L.P.
RIA
CRD#: 105377
CHICAGO, IL
Past
February 7, 1997 - September 9, 1998
NUVEEN SECURITIES, LLC
BD
CRD#: 469
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/7/2023)
RR
Alaska(6/14/2023)
RR
Arizona(6/13/2023)
RR
Arkansas(6/8/2023)
RR
California(6/7/2023)
RR
Colorado(6/8/2023)
RR
Connecticut(6/8/2023)
RR
Delaware(6/14/2023)
RR
District of Columbia(1/5/2024)
RR
Florida(6/8/2023)
RR
Georgia(6/8/2023)
RR
Hawaii(6/26/2023)
RR
Idaho(6/8/2023)
RR
Illinois(5/23/2023)
RR
Indiana(6/8/2023)
RR
Iowa(6/8/2023)
RR
Kansas(6/19/2023)
RR
Kentucky(6/9/2023)
RR
Louisiana(6/12/2023)
RR
Maine(6/8/2023)
RR
Maryland(6/8/2023)
RR
Massachusetts(6/7/2023)
RR
Michigan(6/9/2023)
RR
Minnesota(6/8/2023)
RR
Mississippi(6/12/2023)
RR
Missouri(6/8/2023)
RR
Montana(6/8/2023)
RR
Nebraska(6/7/2023)
RR
Nevada(6/13/2023)
RR
New Hampshire(6/12/2023)
RR
New Jersey(6/8/2023)
RR
New Mexico(6/9/2023)
RR
New York(6/8/2023)
RR
North Carolina(6/7/2023)
RR
North Dakota(6/12/2023)
RR
Ohio(6/7/2023)
RR
Oklahoma(6/12/2023)
RR
Oregon(6/8/2023)
RR
Pennsylvania(6/8/2023)
RR
Puerto Rico(6/16/2023)
RR
Rhode Island(6/15/2023)
RR
South Carolina(6/8/2023)
RR
South Dakota(6/8/2023)
RR
Tennessee(6/8/2023)
RR
Texas(6/8/2023)
RR
Utah(6/8/2023)
RR
Vermont(6/8/2023)
RR
Virgin Islands(6/8/2023)
RR
Virginia(6/8/2023)
RR
Washington(6/7/2023)
RR
West Virginia(6/12/2023)
RR
Wisconsin(6/12/2023)
RR
Wyoming(6/16/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FINANCIAL SERVICES, LLC
BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC
CRD#: 148477 / SEC#: , 8-68027
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 07/31/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
