Daniel B. Wanzenberg

MOODY ALDRICH PARTNERS

Winnetka, IL

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CRD#: 2524671

Professional summary

Daniel Brook Wanzenberg, who also goes by Daniel B Wanzenberg, is a registered financial advisor currently at MOODY ALDRICH PARTNERS, LLC located in Winnetka, Illinois.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Daniel has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel B Wanzenberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Brook Wanzenberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2023 - Present

MOODY ALDRICH PARTNERS, LLC

RIA

CRD#: 106920

Winnetka, IL

Past

July 29, 2014 - December 31, 2016

APS LABS, LLC

RIA

CRD#: 172175

CHICAGO, IL

Past

July 29, 2014 - September 26, 2023

APS LABS, LLC

RIA

CRD#: 172175

WINNETKA, IL

Past

June 2, 2010 - December 31, 2014

WANZENBERG PARTNERS, LLC

RIA

CRD#: 153252

CHICAGO, IL

Past

September 20, 2007 - April 3, 2008

ABN AMRO INCORPORATED

CRD#: 15776

CHICAGO, IL

Past

July 26, 2004 - September 25, 2007

LASALLE FINANCIAL SERVICES, INC.

RIA

CRD#: 20373

CHICAGO, IL

Past

July 26, 2004 - September 25, 2007

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

February 20, 2002 - July 16, 2002

PORTFOLIO BROKERAGE SERVICES, INC.

CRD#: 18554

CHICAGO, IL

Past

March 23, 1995 - February 29, 2000

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOODY ALDRICH PARTNERS, LLC

EASTERN SHORE CAPITAL MANAGEMENT | MOODY ALDRICH PARTNERS, LLC | MOODY ALDRICH & SULLIVAN LLC | GLOBAL VALUE ADVISORS

CRD#: 106920 / SEC#: 801-32888

RIA

Registered Investment Advisory firm - (9/16/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/3/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/30/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/22/1995

General Securities Representative Examination

Current Firm

MOODY ALDRICH PARTNERS, LLC

EASTERN SHORE CAPITAL MANAGEMENT | MOODY ALDRICH PARTNERS, LLC | MOODY ALDRICH & SULLIVAN LLC | GLOBAL VALUE ADVISORS

CRD#: 106920 / SEC#: 801-32888

RIA

Registered Investment Advisory firm - (9/16/1988 Approved)

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Contact information

Main Address

18 Sewall Street, Marblehead, MA 01945

Mailing Address

Phone number

(781) 639-2750

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAP ADV PART 2A SEPTEMBER 2025 (9/11/2025)

Regulatory assets under management

Total Number of Accounts	394
AUM (Assets Under Management)	$ 749,003,366

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel B. Wanzenberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Brook Wanzenberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

APS LABS, LLC

APS LABS, LLC

WANZENBERG PARTNERS, LLC

ABN AMRO INCORPORATED

LASALLE FINANCIAL SERVICES, INC.

LASALLE FINANCIAL SERVICES, INC.

PORTFOLIO BROKERAGE SERVICES, INC.

NUVEEN SECURITIES, LLC

Primary Firm SEC Registration

MOODY ALDRICH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/3/1996

Series 63

Date: 6/30/1995

Series 7

Date: 3/22/1995

Current Firm

MOODY ALDRICH PARTNERS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MOODY ALDRICH PARTNERS, LLC

TRUST BUT VERIFY

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