Dean J. Abbinanti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dean Jay Abbinanti was a registered financial professional .
Dean is a previously registered financial professional and started their career in finance in 1995. Dean had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2018 - April 23, 2019
IAMS WEALTH MANAGEMENT, LLC
February 14, 2017 - February 20, 2018
AMERICAN ASSET ADVISORY, LLC
February 14, 2017 - February 20, 2018
ACCELERATED CAPITAL GROUP
January 12, 2015 - April 6, 2015
NEWPORT COAST ASSET MANAGEMENT, INC.
November 15, 2011 - September 1, 2016
NEWPORT COAST SECURITIES, INC.
November 15, 2011 - September 1, 2016
NEWPORT COAST SECURITIES, INC.
January 27, 2010 - November 15, 2011
WESTERN INTERNATIONAL SECURITIES, INC.
January 25, 2010 - November 15, 2011
WESTERN INTERNATIONAL SECURITIES, INC.
January 1, 2008 - June 4, 2009
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - June 4, 2009
WELLS FARGO CLEARING SERVICES, LLC
March 29, 2001 - January 1, 2008
A. G. EDWARDS & SONS, INC.
March 6, 1998 - January 3, 2008
A. G. EDWARDS & SONS, INC.
June 27, 1995 - March 13, 1998
MORGAN STANLEY DW INC.
April 24, 1995 - June 23, 1995
TOLUCA PACIFIC SECURITIES CORP.
Primary Firm SEC Registration
IAMS WEALTH MANAGEMENT, LLC
CRD#: 286085 / SEC#: 801-108875
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IAMS WEALTH MANAGEMENT, LLC
CRD#: 286085 / SEC#: 801-108875
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,104 |
| AUM (Assets Under Management) | $ 343,012,390 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
