David J. Kratz
Professional summary
David John Kratz, who also goes by Dave Kratz, is a registered financial professional currently at BRIGHTHOUSE SECURITIES, LLC located in Shelbyville, Tennessee.
David is registered as a RR (Registered Representative) and started their career in finance in 1996. David has worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David John Kratz's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2017 - Present
BRIGHTHOUSE SECURITIES, LLC
May 29, 2015 - March 6, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
November 24, 2014 - May 13, 2015
RESOURCE SECURITIES LLC
December 12, 2013 - October 17, 2014
FS INVESTMENT SOLUTIONS, LLC
August 12, 2010 - August 7, 2013
TRANSAMERICA CAPITAL, LLC
January 1, 2007 - August 13, 2010
RIVERSOURCE DISTRIBUTORS, INC.
April 15, 2003 - December 31, 2006
IDS LIFE INSURANCE COMPANY
April 15, 2003 - January 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
October 15, 2002 - December 4, 2002
NATIONWIDE FUND DISTRIBUTORS LLC
January 18, 2000 - May 4, 2000
DELAWARE DISTRIBUTORS, L.P.
September 17, 1998 - December 31, 1998
OLD MUTUAL INVESTMENT PARTNERS
May 1, 1996 - June 17, 1998
SEI INVESTMENTS DISTRIBUTION CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/6/2017)
(12/10/2024)
(3/6/2017)
(3/6/2017)
Exams
FINRA
Current Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| LEINTZ, DONALD ANTHONY | VICE PRESIDENT | 4374813 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
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