Eric M. Golub
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Marc Golub was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1994. Eric had worked at 13 firms and has passed the Series 65, Series 63, Series 3, Series 55, Series 7, Series 10, Series 9, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2007 - October 10, 2007
GONOW SECURITIES, INC.
June 11, 2007 - August 7, 2007
ECHOTRADE LLC
April 19, 2005 - September 19, 2005
GONOW SECURITIES, INC.
August 27, 2004 - January 18, 2005
WELLS FARGO CLEARING SERVICES, LLC
July 19, 2004 - August 31, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
February 25, 2004 - August 4, 2004
PARK AVENUE SECURITIES LLC
October 21, 2003 - January 9, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
April 10, 2002 - October 21, 2003
WORLDCO, L.L.C.
March 16, 2001 - December 17, 2001
MORGAN STANLEY DW INC.
March 17, 2000 - February 8, 2001
NATIONAL CLEARING CORP.
March 23, 1999 - September 17, 1999
MORGAN STANLEY DW INC.
June 16, 1997 - March 23, 1999
PRUDENTIAL EQUITY GROUP, LLC
December 6, 1995 - May 15, 1997
METROPOLITAN LIFE INSURANCE COMPANY
December 6, 1995 - May 15, 1997
MSI FINANCIAL SERVICES, INC.
July 9, 1995 - October 12, 1995
UBS FINANCIAL SERVICES INC.
September 14, 1994 - January 25, 1995
MEYERS SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/21/2001
Limited Representative-Equity Trader ExamCurrent Firm
GONOW SECURITIES, INC.
CRD#: 104020 / SEC#: 802-121582, 8-52483
Contact information
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Active | 5/24/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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