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Richard J. Osikowicz
GLASS JACOBSON WEALTH ADVISORS
OWINGS MILLS, MD 21117
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CRD#: 2524426
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Professional summary
Richard Joseph Osikowicz, AIF®, who also goes by Richard Joseph Osikowicz Jr, is a registered financial advisor currently at GLASS JACOBSON WEALTH ADVISORS located in Owings Mills, Maryland.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Richard has worked at 11 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard Joseph Osikowicz Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Glass Jacobson Investment Advisors;investment related;10711 Red Run Blvd,Ste 101,Owings Mills,MD 21117;IAR;director of retirement plan services;7/2018;160 hrs/month;6.5 hrs during trading;responsible for servicing existing retirement book of business and generating sales of new retirement business 2)Photographs by Rich;not investment related;1005 Liberty Nest Court,Davidsonville,MD 21035;photography business;owner,sole proprietor;4/2008;10 hrs/month;0 hrs during trading hours; head shots,family portraits,event photography (sports,theater) 3) 401(k) buddy;investment related;10711 Red Run Blvd,Ste 101,Owings Mills,MD 21117;401(k) education;director of retirement plan services;7/23/2018;2 hrs/month;2 hrs during trading;help manage participant education 4) Volunteer Secretary of HOA for vacation property. 1003 Liberty Nest Court,Davidsonville,MD 21035; 10 Hrs. annually; 0 hrs during trading hours; Not investment related. 5)Beach Place Condominium Association;not investment related;6901 Atlantic Avenue,Ocean City,MD;homeowners association;secretary;10/14/2020;1-2 hrs/month;0 hrs during trading;secretary of homeowners association,taking notes at meetings & sending emails
CRS (Client Relationship Summary) - RIA
Click below to view Richard Joseph Osikowicz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 3, 2018 - Present
GLASS JACOBSON WEALTH ADVISORS
Office #1: 10055 Red Run Blvd Suite 160, Owings Mills, MD 21117RIA
CRD#: 120141
OWINGS MILLS, MD
Past
October 3, 2018 - May 27, 2021
TRIAD ADVISORS LLC
BD
CRD#: 25803
OWINGS MILLS, MD
Past
December 3, 2013 - July 16, 2018
PNC CAPITAL ADVISORS LLC
RIA
CRD#: 151829
BALTIMORE, MD
Past
November 6, 2013 - July 20, 2018
FORESIDE DISTRIBUTION SOLUTIONS, LLC
BD
CRD#: 118787
BALTIMORE, MD
Past
December 19, 2011 - June 21, 2013
PLANNING SOLUTIONS GROUP, LLC
RIA
CRD#: 154118
FULTON, MD
Past
October 11, 2011 - June 20, 2013
TRIAD ADVISORS LLC
RIA
CRD#: 25803
MAPLE LAWN, MD
Past
March 28, 2011 - June 20, 2013
TRIAD ADVISORS LLC
BD
CRD#: 25803
MAPLE LAWN, MD
Past
June 2, 2010 - December 31, 2010
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
WASHINGTON, DC
Past
August 14, 2008 - September 11, 2009
BROWN ADVISORY SECURITIES, LLC
BD
CRD#: 120736
BALTIMORE, MD
Past
November 23, 1998 - August 7, 2004
T. ROWE PRICE ADVISORY SERVICES, INC.
RIA
CRD#: 108958
BALTIMORE, MD
Past
October 22, 1996 - April 14, 2008
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
BALTIMORE, MD
Past
February 6, 1996 - March 27, 1996
FERRIS, BAKER WATTS, LLC
BD
CRD#: 285
BALTIMORE, MD
Past
August 16, 1994 - May 18, 1995
CITISTREET EQUITIES LLC
BD
CRD#: 7447
SOMERSET, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GJ
GLASS JACOBSON WEALTH ADVISORS
GLASS JACOBSON FINANCIAL GROUP | GLASS JACOBSON WEALTH ADVISORS | GLASS JACOBSON INVESTMENT ADVISORS, LLC
CRD#: 120141 / SEC#: 801-62867
RIA
Registered Investment Advisory firm - (3/12/2004 Approved)Maryland
Registered Investment Advisory firm - (4/1/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(8/3/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/27/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 3/27/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GJ
GLASS JACOBSON WEALTH ADVISORS
GLASS JACOBSON FINANCIAL GROUP | GLASS JACOBSON WEALTH ADVISORS | GLASS JACOBSON INVESTMENT ADVISORS, LLC
CRD#: 120141 / SEC#: 801-62867
RIA
Registered Investment Advisory firm - (3/12/2004 Approved)Maryland
Registered Investment Advisory firm - (4/1/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10055 Red Run Blvd Suite 160, Owings Mills, MD 21117
Mailing Address
702 King Farm Blvd Suite 610, Rockville, MD 20850
Phone number
(410) 356-1000
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,651 |
| AUM (Assets Under Management) | $ 904,069,809 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/16/2025 | ||
| 01/02/2024 | ||
| 01/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
