Allison E. Armstrong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allison Elaine Armstrong, who also goes by Inman Armstrong, Allison Elaine Inman, was a registered financial professional .
Allison is a previously registered financial professional and started their career in finance in 1994. Allison had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2003 - July 25, 2003
MAPLEWOOD INVESTMENTS, INC.
May 7, 2002 - November 26, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 19, 1999 - January 9, 2002
MORGAN STANLEY DW INC.
February 5, 1997 - July 24, 1997
WFG INVESTMENTS, INC.
August 1, 1996 - January 29, 1997
DILLON - GAGE SECURITIES, INC.
February 24, 1995 - July 24, 1996
HARRIS SECURITIES, INC.
August 12, 1994 - January 31, 1995
DICKINSON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAPLEWOOD INVESTMENTS, INC.
CRD#: 103723 / SEC#: , 8-52221
Contact information
FINRA licenses (31 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
