AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
KW

Karl A. Wagner

BIONDO INVESTMENT ADVISORS LLC
Milford, PA 18337
Some features on this profile are disabled
CRD#: 2524153
KW

Professional summary

Karl Augustus Wagner III is a registered financial advisor currently at BIONDO INVESTMENT ADVISORS LLC located in Milford, Pennsylvania.

Karl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Karl has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BIONDO WEALTH SERVICES, LLC; PROVIDING LIFE INSURANCE & ANNUITIES; 504 ROUTE 6 & 209, MILFORD, PA 18337;SINCE 10/2013;2 HOURS PER WEEK DURING AND AFTER BUSINESS HOURS. -MEDMAC, LLC; ANTHONY'S COAL FIRED PIZZA, RESTAURANT; 16 CLEARBROOK LANE, SEWELL, NJ 08080; PART-OWNER SINCE 12/2011; 0 HOURS DEVOTED DURING AND AFTER BUSINESS HOURS WITH NO DUTIES. BWB Holdings, LLC, Real Estate,540 Routes 6 & 209, P.O. Box 909, Milford, PA 18337, 4 hours/month during business hours, 8 hours/month after business hours, coordinate & plan construction of new office building. 110 East High St. LLC, President, 149 Bennett Avenue, Unit F, Milford, PA 18337, 0 hours during business hours, 5 hours/week after business hours, passive real estate rental with no specific duties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karl Augustus Wagner III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 8, 2014 - Present

BIONDO INVESTMENT ADVISORS LLC

Office #1: 540 Route 6 & 209, Milford, PA 18337
RIA
CRD#: 130105
Milford, PA
Past

August 7, 2013 - October 19, 2017

BIONDO ASSET MANAGEMENT LLC

BD
CRD#: 129690
MILFORD, PA
Past

May 13, 2008 - August 12, 2013

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

BD
CRD#: 21570
SHELTON, CT
Past

April 10, 2006 - April 22, 2008

EQUITABLE DISTRIBUTORS, LLC

BD
CRD#: 25900
CHARLOTTE, NC
Past

December 11, 1997 - March 27, 2006

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 5496
WELLESLEY HILLS, MA
Past

June 3, 1996 - December 1, 1997

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

BD
CRD#: 7325
BOSTON, MA
Past

October 12, 1994 - July 28, 1995

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BIONDO INVESTMENT ADVISORS LLC
BIONDO INVESTMENT ADVISORS LLC

CRD#: 130105 / SEC#: 801-62775

RIA
Registered Investment Advisory firm - (2/9/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(1/10/2018)
IAR
Pennsylvania
(4/8/2014)
IAR
Texas
(1/4/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/7/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/15/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/19/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/4/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/6/1995
General Securities Principal Examination

Current Firm

BI
BIONDO INVESTMENT ADVISORS LLC
BIONDO INVESTMENT ADVISORS LLC

CRD#: 130105 / SEC#: 801-62775

RIA
Registered Investment Advisory firm - (2/9/2004 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
540 Route 6 & 209, Milford, PA 18337
Mailing Address
Po Box 909, Milford, PA 18337
Phone number
(570) 296-5525
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BIONDO INVESTMENT ADVISORS, LLC (3/27/2025)

Regulatory assets under management

Total Number of Accounts2,317
AUM (Assets Under Management)$ 1,106,420,953

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BIONDO INVESTMENT ADVISORS LLC

CRD#: 130105Milford, PA 18337

TRUST BUT VERIFY

Monitor Karl Wagner

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Dena Michelle Wilhoit
Dena WilhoitAdvisorCheck Check Mark
STATE FARM INVESTMENT MANAGEMENT CORP.
IAR
RR
GRAYSON, KY
JG
Joshua GerberAdvisorCheck Check Mark
PERELLA WEINBERG PARTNERS LP
PR
NEW YORK, NY
RA
Ramon AguirreAdvisorCheck Check Mark
MONEY CONCEPTS CAPITAL CORP
IAR
Fort Worth, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.