RL
Robert B. Logan
SPC
Malvern, PA
Some features on this profile are disabled
CRD#: 2524134
RL
Professional summary
Robert B Logan, AIF®, who also goes by Bob Logan, is a registered financial advisor currently at SPC located in Malvern, Pennsylvania and PARKLAND SECURITIES, LLC located in Malvern, Pennsylvania.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Logan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LOGAN FINANCIAL SERVICES CORP., 790 BASS COVE, MALVERN, PA 19355. President - TAX PREPARATION/ACCOUNTING FIRM. Start date: 1/1987, 80HRS/30HRS. RUN THE BUSINESS, REVIEW AND PREPARE TAX RETURNS. 2. BIRE FINANCIAL SERVICES: SELLS LIFE, HEALTH, DISABILITY, LTC, and ANNUITIES. 3. Serve on the Pension Board of East Whiteland Twp., PA. Oversee the professional money managers who manage the township's retirement plans and report to the township's supervisors. Start date: 5/1/17, approx. 3-4 hrs on a quarterly basis. No access to funds. 4. Serve on the Membership Committee of the Chester Valley Golf Club, Malvern, PA. Help to oversee the process of admitting new members. Start date: 10/1/21, approx. 5 hrs/mo, none during mkt hrs. INV REL: N
CRS (Client Relationship Summary) - RIA
Click below to view Robert B Logan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 17, 2016 - Present
SPC
Office #2: 4066 Butler Pike, Plymouth Meeting, PA 19462RIA
CRD#: 110692
Malvern, PA
Current
August 17, 2016 - Present
PARKLAND SECURITIES, LLC
Office #2: 4066 Butler Pike, Plymouth Meeting, PA 19462BD
CRD#: 115368
Malvern, PA
Past
February 26, 2013 - September 6, 2016
MAIN LINE FINANCIAL ADVISORS, LLC.
RIA
CRD#: 121583
MALVERN, PA
Past
February 19, 2013 - August 24, 2016
FSC SECURITIES CORPORATION
BD
CRD#: 7461
POTTSTOWN, PA
Past
January 2, 2013 - February 25, 2013
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
MALVERN, PA
Past
January 2, 2013 - February 25, 2013
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
MALVERN, PA
Past
September 7, 2001 - December 31, 2012
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
MALVERN, PA
Past
August 24, 2001 - December 31, 2012
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
MALVERN, PA
Past
July 6, 2000 - September 13, 2001
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Past
November 29, 1994 - July 21, 2000
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/23/2019)
RR
Pennsylvania(8/17/2016)
IAR
Pennsylvania(8/17/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
