Franklin D. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Franklin Delano Taylor SR, who also goes by Dr Franklin D Taylor Sr, Frank Delano Taylor Sr, Frank Taylor Sr, was a registered financial professional .
Franklin is a previously registered financial professional and started their career in finance in 1994. Franklin had worked at 6 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2009 - September 22, 2014
FORESTERS EQUITY SERVICES, INC.
November 19, 2008 - July 2, 2009
J.P. TURNER & COMPANY, L.L.C.
July 17, 2006 - October 31, 2008
FIRST FOUNDERS SECURITIES, INC.
March 5, 2002 - May 31, 2006
CONSUMER CONCEPTS INVESTMENTS, INC.
March 20, 1996 - March 27, 2002
WMA SECURITIES, INC.
August 31, 1994 - March 21, 1996
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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