Richard M. Hufnagel
Professional summary
Richard Meyer Hufnagel, who also goes by Richard Mason Hufnagel, is a registered financial professional currently at MUNICIPAL CAPITAL MARKETS GROUP, INC. located in Greenwood Village, Colorado.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1969. Richard has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, PC, Series 5, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Meyer Hufnagel's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 2, 2009 - Present
MUNICIPAL CAPITAL MARKETS GROUP, INC.
Office #1: 8400 E. Prentice Ave., Ste. 500, Greenwood Village, CO 80111January 1, 1999 - March 25, 2008
PIPER SANDLER & CO.
January 13, 1992 - April 15, 2008
PIPER SANDLER & CO.
September 4, 1990 - January 16, 1992
WELLS FARGO CLEARING SERVICES, LLC
May 19, 1978 - September 4, 1990
BOETTCHER & COMPANY, INC.
March 3, 1977 - March 15, 1978
HANIFEN, IMHOFF INC.
January 17, 1977 - April 5, 1977
E. F. HUTTON & COMPANY INC
May 13, 1969 - February 22, 1977
BUTCHER & SINGER INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/5/2015)
(1/26/2015)
(3/2/2009)
(1/26/2015)
(3/2/2009)
(2/12/2015)
(1/26/2015)
(1/26/2015)
(2/24/2015)
(1/28/2015)
(3/2/2009)
(2/9/2015)
(3/2/2009)
(1/28/2015)
(1/26/2015)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 11/9/1982
AMEX Put and Call ExamSeries 5
Date: 11/14/1981
Interest Rate Options ExaminationSeries 1
Date: 12/12/1961
Registered Representative ExaminationSeries 00
Date: 4/28/1969
General Securities Principal ExaminationFINRA
Current Firm
MUNICIPAL CAPITAL MARKETS GROUP, INC.
CRD#: 107353 / SEC#: , 8-53038
Contact information
FINRA licenses (28 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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