DW
Douglas C. Walters
WALTERS STRATEGIC ADVISORS
SARASOTA, FL 34237
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CRD#: 2523963
DW
Professional summary
Douglas Christopher Walters is a registered financial advisor currently at WALTERS STRATEGIC ADVISORS, LLC located in Sarasota, Florida.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Douglas has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WALTERS & ASSOCIATES CPAS, 5266 OFFICE PARK, SUITE 204, BRADENTON, FL 34203. THE NATURE OF THE BUSINESS IS PROVIDING ACCOUNTING AND TAX SERVICES; THE BUSINESS IS NOT INVESTMENT-RELATED. MR. WALTERS ESTABLISHED THE BUSINESS IN DECEMBER OF 1999 AND IS THE MANAGING PARTNER. MR. WALTERS DEVOTES 25 HOURS PER MONTH TO THE BUSINESS, ALL OF WHICH OCCUR DURING SECURITIES TRADING HOURS. 2) HEALTHCARE ACQUISITIONS GROUP, LLC, BRADENTON, FL 34203. THE NATURE OF THE BUSINESS IS CONSULTING FOR MERGERS AND ACQUISITIONS OF HEALTHCARE COMPANIES-NOT INVESTMENT-RELATED. THE BUSINESS IS CURRENTLY IN THE PROCESS OF WINDING DOWN; MR. WALTERS DOES NOT SPEND ANY TIME WITH THE BUSINESS. 3) PERIDA OFFICE PARK ASSOCIATION, INC., BRADENTON, FL 34203. THE BUSINESS IS A CONDOMINIUM ASSOCIATION (NOT INVESTMENT-RELATED)THAT INCLUDES SOME OF MR. WALTERS' BUSINESS PROPERTIES AND HE HAS SERVED AS THE TREASURER BOARD SINCE 3/1999. 4) PERIDIA COMMONS CONDOMINIUM ASSOC., INC. BRADENTON, FL 34203. THE BUSINESS IS A CONDOMINIUM ASSOC., INC. (NOT INVESTMENT-RELATED)THAT INCLUDES SOME OF MR. WALTERS' BUSINESS PROPERTIES AND HE HAS SERVED AS THE TREASURER BOARD SINCE 3/2019. 5) FRUITVILLE OFFICE PARK CONDOMINIUM ASSOC. 2486 WATERVIEW CT, SARASOTA, FL 34231. THE BUSINESS IS A CONDOMINIUM ASSOCIATION (NOT INVESTMENT-RELATED)THAT INCLUDES SOME OF MR. WALTERS' BUSINESS PROPERTIES AND HE HAS SERVED AS THE VP OF THE BOARD SINCE 1/2019. 6) 5266 OFFICE PARK BLVD UNIT 205, LLC 5266 OFFICE PARK BLVD, SUITE 205, BRADENTON, FL 34203 BUSINESS IS A LLC THAT HOLDS PROPERTY OWNED SOLELY BY MR. WALTERS; HE IS THE MANAGING MEMBER SINCE 08/2016 7) 5266 OFFICE PARK BLVD UNIT 206, LLC 5266 OFFICE PARK BLVD, SUITE 206, BRADENTON, FL 34203 BUSINESS IS A LLC THAT HOLDS PROPERTY OWNED SOLELY BY MR. WALTERS; HE IS THE MANAGING MEMBER SINCE 09/2019. 8) 5266 OFFICE PARK BLVD UNIT 203, LLC 5266 OFFICE PARK BLVD, SUITE 203, BRADENTON, FL 34203 BUSINESS IS A LLC THAT HOLDS PROPERTY OWNED SOLELY BY MR. WALTERS; HE IS THE MANAGING MEMBER SINCE 10/2018.
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Christopher Walters's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 28, 2020 - Present
WALTERS STRATEGIC ADVISORS, LLC
Office #1: 3277 Fruitville Road Building E, Sarasota, FL 34237Office #2: 5266 Office Park Boulevard Suite 206, Bradenton, FL 34203Office #3: 3277 Fruitville Road Building E, Sarasota, FL 34237Office #4: 5113 Central Avenue, St Petersburg, FL 33710RIA
CRD#: 310582
SARASOTA, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/28/2020)
Current Firm
WS
WALTERS STRATEGIC ADVISORS, LLC
WALTERS STRATEGIC ADVISORS, LLC
CRD#: 310582 / SEC#:
Florida
Registered Investment Advisory firm - (9/28/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3277 Fruitville Road Building E, Sarasota, FL 34237
Mailing Address
Phone number
(941) 366-4450
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 98 |
| AUM (Assets Under Management) | $ 39,302,473 |
Red Flags
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