Anthony Castanuela
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Castanuela was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2002. Anthony had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2023 - June 2, 2025
MONERE INVESTMENTS, INC.
April 20, 2015 - July 7, 2023
SANCTUARY SECURITIES, INC.
October 21, 2014 - April 15, 2015
WELLS FARGO CLEARING SERVICES, LLC
August 6, 2014 - April 15, 2015
WELLS FARGO CLEARING SERVICES, LLC
December 11, 2013 - May 6, 2014
BRAVER STERN SECURITIES LLC
June 11, 2012 - December 11, 2013
SANCTUARY SECURITIES, INC.
December 19, 2011 - June 21, 2012
WELLS FARGO CLEARING SERVICES, LLC
April 2, 2007 - March 12, 2008
MORGAN STANLEY & CO. LLC
January 13, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
January 16, 2002 - July 14, 2004
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MONERE INVESTMENTS, INC.
CRD#: 105487 / SEC#: , 8-52982
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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