Frank A. Leonardo
Professional summary
Frank Anthony Leonardo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Frank is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Frank had worked at 9 firms, which includes RUMSON CAPITAL LLC, NAVILLUS SECURITIES INC., TAFFERER TRADING LLC, ELECTRONIC TRADING GROUP LLC, DOMESTIC SECURITIES INC., ALL-TECH DIRECT INC., INVESTORS CAPITAL CORP., GKN SECURITIES CORP., FAIRCHILD FINANCIAL GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2002 - November 27, 2002
RUMSON CAPITAL, LLC
December 10, 2001 - February 13, 2002
NAVILLUS SECURITIES, INC.
October 22, 2001 - November 14, 2001
TAFFERER TRADING, LLC
May 14, 2001 - October 24, 2001
ELECTRONIC TRADING GROUP, LLC
April 2, 2001 - May 29, 2001
DOMESTIC SECURITIES, INC.
February 11, 2000 - April 2, 2001
ALL-TECH DIRECT, INC.
July 25, 1997 - December 11, 1998
INVESTORS CAPITAL CORP.
June 7, 1995 - August 8, 1995
GKN SECURITIES CORP.
March 17, 1995 - May 4, 1995
FAIRCHILD FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 3/27/2000
Limited Representative-Equity Trader ExamCurrent Firm
RUMSON CAPITAL, LLC
CRD#: 33848 / SEC#: , 8-46133
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
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