Randall S. White

ACP CAPITAL MANAGEMENT

Flower Mound, TX

Some features on this profile are disabled

CRD#: 2523584

Professional summary

Randall Scott White, who also goes by Randall White, Randy White, is a registered financial advisor currently at ACP CAPITAL MANAGEMENT, LLC located in Flower Mound, Texas and ACP SECURITIES, LLC located in Miami, Florida.

Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Randall has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Randall White | Randy White

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Principal, RW Trading, LLC. Start 4/2009, Located at 3113 Lakewood Lane, Flower Mound, TX 75022. RW Trading is wholly owned by Mr. White, and invests in securities. As much time as needed. Registered Advisor, ACP Capital Management: Start 3/2010. Florida Investment Advisory firm affiliated with ACP Securities. Mr. White is registered with ACP Capital Management in order to service personal and family accounts. As much time as needed.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Scott White's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2010 - Present

ACP CAPITAL MANAGEMENT, LLC

RIA

CRD#: 138556

Flower Mound, TX

Current

January 23, 2009 - Present

ACP SECURITIES, LLC

Office #1: 1200 Brickell Avenue Suite 1700, Miami, FL 33131

CRD#: 139049

MIAMI, FL

Past

February 22, 2005 - February 28, 2007

UNITED CAPITAL MARKETS, INC.

CRD#: 40980

KEY BISCAYNE, FL

Past

July 1, 2003 - February 23, 2005

WELLS FARGO SECURITIES, LLC

CRD#: 126292

CHARLOTTE, NC

Past

October 1, 1999 - July 1, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

August 10, 1998 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

April 8, 1997 - August 12, 1998

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

October 5, 1994 - March 19, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACP CAPITAL MANAGEMENT, LLC

ACP CAPITAL MANAGEMENT, LLC | ACP INVESTOR

CRD#: 138556 / SEC#: 801-122849

RIA

Registered Investment Advisory firm - (12/10/2021 Approved)

Florida

Registered Investment Advisory firm - (9/21/2022 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2018 Terminated)

New York

Registered Investment Advisory firm - (1/3/2022 Terminated)

Texas

Registered Investment Advisory firm - (1/3/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/21/2009)

IAR

Florida
(6/25/2010)

Texas
(3/6/2009)

IAR

Texas
(10/24/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/9/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/7/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/4/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/2/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ACP CAPITAL MANAGEMENT, LLC

ACP CAPITAL MANAGEMENT, LLC | ACP INVESTOR

CRD#: 138556 / SEC#: 801-122849

RIA

Registered Investment Advisory firm - (12/10/2021 Approved)

Florida

Registered Investment Advisory firm - (9/21/2022 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2018 Terminated)

New York

Registered Investment Advisory firm - (1/3/2022 Terminated)

Texas

Registered Investment Advisory firm - (1/3/2022 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1200 Brickell Avenue Suite 1700, Miami, FL 33131

Mailing Address

Phone number

(305) 670-4180

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACP CAPITAL MANAGEMENT, LLC ADV PART 2A WRAP (6/27/2025)

ACP CAPITAL MANAGEMENT, LLC ADV PART 2A (6/27/2025)

Regulatory assets under management

Total Number of Accounts	105
AUM (Assets Under Management)	$ 230,432,668

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Randall S. White

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Scott White's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACP SECURITIES, LLC

UNITED CAPITAL MARKETS, INC.

WELLS FARGO SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

CREDIT SUISSE SECURITIES (USA) LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

ACP CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/9/2010

Series 63

Date: 10/7/1994

SIE

Date: 10/1/2018

Series 7

Date: 10/4/1994

Series 24

Date: 5/2/2002

FINRA

Current Firm

ACP CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACP CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors