Eric P. Andreozzi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Paul Andreozzi was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1994. Eric had worked at 6 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2013 - October 3, 2025
DELOITTE CORPORATE FINANCE LLC
June 27, 2002 - June 7, 2013
MCCOLL PARTNERS, LLC
January 2, 2002 - June 17, 2002
UVEST FINANCIAL SERVICES GROUP, INC.
October 1, 1999 - July 27, 2001
WELLS FARGO CLEARING SERVICES, LLC
July 31, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
June 10, 1998 - June 14, 1999
BANC OF AMERICA SECURITIES LLC
August 19, 1994 - June 14, 1999
BANC OF AMERICA SECURITIES LLC
July 29, 1994 - June 14, 1999
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
DELOITTE CORPORATE FINANCE LLC
CRD#: 111747 / SEC#: , 8-53196
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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