BK
Bradley C. Kaiser
HG WEALTH PARTNERS LLC
LONG BEACH, CA
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CRD#: 2523397
BK
Professional summary
Based in Calabasas and Long Beach, California, Bradley Clifford Kaiser works with HAMILTON GRANT LLC and HG WEALTH PARTNERS LLC to provide investment advice and offer investment products. He holds industry exams that let him sell general and municipal securities and participate in investment banking, and he has qualifications for compliance and principal responsibilities. Many clients seek him out for help with retirement planning or managing taxable investments. He is registered with FINRA and holds licenses in multiple states, enabling him to serve clients across several regional markets.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad Kaiser
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bradley sells accident & health, life, and variable insurance as an agent, provides financial planning and advisory services through HG Wealth Partners LLC (since June 2024), and operates a sole-proprietor consulting business advising broker-dealers and registered investment advisers (starting February 10, 2025, about 10 hours per month). Selling insurance means he can offer insurance products and receive related payments; consulting involves advising firms for a fee. Insurance sales or consulting engagements could create incentives to favor certain products or firms, so clients should be aware of that and expect recommendations to be made in their best interest.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Clifford Kaiser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 14, 2024 - Present
HG WEALTH PARTNERS LLC
RIA
CRD#: 330906
LONG BEACH, CA
Current
May 3, 2024 - Present
HAMILTON GRANT LLC
BD
CRD#: 166180
Calabasas, CA
Past
January 17, 2014 - April 6, 2023
HAMILTON GRANT LLC
BD
CRD#: 166180
Calabasas, CA
Past
February 11, 2009 - April 19, 2024
WESTERN INTERNATIONAL SECURITIES, INC.
RIA
CRD#: 39262
Pasadena, CA
Past
February 11, 2009 - April 19, 2024
WESTERN INTERNATIONAL SECURITIES, INC.
BD
CRD#: 39262
Pasadena, CA
Past
May 19, 2008 - February 9, 2009
VALDES, KAISER & ASSOCIATES, LLC
RIA
CRD#: 146589
EL SEGUNDO, CA
Past
February 27, 2006 - February 10, 2009
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
EL SEGUNDO, CA
Past
August 19, 2004 - February 10, 2009
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
EL SEGUNDO, CA
Past
June 5, 2000 - January 15, 2003
COMPUTER CLEARING SERVICES INC
BD
CRD#: 20776
GLENDALE, CA
Past
September 18, 1995 - January 12, 1996
WELLS FARGO SECURITIES INC.
BD
CRD#: 17438
SAN FRANCISCO, CA
Past
September 1, 1994 - January 10, 1995
PACIFIC COAST FINANCIAL SECURITIES, INC.
BD
CRD#: 29267
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/3/2024)
RR
California(5/3/2024)
IAR
California(6/14/2024)
RR
Connecticut(5/3/2024)
RR
Georgia(7/7/2025)
RR
Illinois(11/7/2024)
RR
Nevada(5/3/2024)
IAR
Nevada(8/12/2025)
RR
New Jersey(5/3/2024)
RR
New York(5/3/2024)
RR
Texas(5/6/2024)
RR
Utah(5/22/2024)
RR
Washington(8/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 5/3/2024
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HW
HG WEALTH PARTNERS LLC
HG WEALTH PARTNERS LLC | HG WEALTH PARTNERS, LLC
CRD#: 330906 / SEC#:
California
Registered Investment Advisory firm - (6/14/2024 Approved)Nevada
Registered Investment Advisory firm - (8/11/2025 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Long Beach, CA
Mailing Address
Phone number
(562) 453-5382
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 4,246,873 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
