Adolph Ringer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adolph Ringer, who also goes by Adi Ringer, was a registered financial professional .
Adolph is a previously registered financial professional and started their career in finance in 1994. Adolph had worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2017 - November 1, 2019
WEALTHSOURCE®
December 6, 2012 - February 28, 2017
QUESTAR ASSET MANAGEMENT, INC.
December 6, 2012 - February 28, 2017
QUESTAR CAPITAL CORPORATION
June 18, 2012 - December 18, 2012
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
June 18, 2012 - December 18, 2012
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 17, 2009 - June 27, 2012
WOODBURY FINANCIAL SERVICES, INC.
November 16, 2009 - June 27, 2012
WOODBURY FINANCIAL SERVICES, INC.
January 1, 2004 - November 18, 2009
VOYA FINANCIAL ADVISORS, INC.
January 1, 2004 - November 18, 2009
VOYA FINANCIAL ADVISORS, INC.
February 15, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
July 22, 1999 - January 1, 2004
LOCUST STREET SECURITIES, INC.
September 14, 1998 - November 9, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 17, 1996 - July 16, 1999
OSAIC WEALTH, INC.
August 24, 1994 - January 29, 1996
METROPOLITAN LIFE INSURANCE COMPANY
August 24, 1994 - January 29, 1996
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTHSOURCE®
CRD#: 282202 / SEC#: 801-107199
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,245 |
| AUM (Assets Under Management) | $ 2,116,238,123 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
