NW
Nikolas P. Wogstad
EVEREST FINANCIAL GROUP
Minneapolis, MN 55416-1029
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CRD#: 2522891
NW
Professional summary
Nikolas Paul Wogstad is a registered financial advisor currently at EVEREST FINANCIAL GROUP located in Minneapolis, Minnesota and OSAIC WEALTH, INC. located in Minneapolis, Minnesota.
Nikolas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Nikolas has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
***NIKOLAS P WOGSTAD - INVESTMENT ADVISOR REPRESENTATIVE POSITION: INVESTMENT ADVISOR REPRESENTATIVE NATURE: EVEREST FINANCIAL GROUP, LLC - INVESTMENT ADVISOR REPRESENTATIVE INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 03/01/2007 ADDRESS: 701 XENIA AVE S, SUITE 250, GOLDEN VALLEY MN 55416 DESCRIPTION: I provide investment management services under Everest Financial Group, LLC's RIA. Primarily through Schwab. I may also provide financial plans for fee and securities related analytical services for fee. ***EVEREST FINANCIAL GROUP, CFO/INVESTMENT ADVISOR REPRESENTATIVE/SENIOR PARTNER POSITION: CFO NATURE: 2) EVEREST FINANCIAL GROUP, LLC - INVESTMENT ADVISOR REPRESENTATIVE / SENIOR PARTNER - 55% TO 60% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 10/07/2019 ADDRESS: 701 Xenia Ave S, Suite 250, Golden Valley MN 55416 DESCRIPTION: I manage fee (through Everest Financial Group's RIA and using Schwab as custodian) accounts for my clients. I also help to manage our Everest Financial Group, LLC's corporate Schwab account. In addition, I am the CFO and am responsible for overseeing our corporate financial obligations. This includes but is not limited to managing our Wells Fargo & US Bank accounts, our Citigroup Visa for Costco, payroll, lease payments, etc. & other corporate financial obligations. ***DBA: NIKOLAS P WOGSTAD POSITION: Insurance Agent NATURE: INSURANCE SALES - AGENT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2005 ADDRESS: 701 XENIA AVE S, SUITE 250, GOLDEN VALLEY MN 55416 DESCRIPTION: Fixed insurance sales.
CRS (Client Relationship Summary) - RIA
Click below to view Nikolas Paul Wogstad's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2014 - Present
EVEREST FINANCIAL GROUP
Office #1: 701 Xenia Ave S Suite 250, Minneapolis, MN 55416-1029RIA
CRD#: 137260
Minneapolis, MN
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 701 Xenia Ave S Ste 250, Minneapolis, MN 55416RIA
BD
CRD#: 23131
MINNEAPOLIS, MN
Past
December 2, 2005 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MINNEAPOLIS, MN
Past
August 29, 2005 - December 5, 2005
FOCUS FINANCIAL
RIA
CRD#: 116140
MINNEAPOLIS, MN
Past
April 21, 1995 - December 1, 2005
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
October 25, 1994 - April 21, 1995
WORKMAN SECURITIES CORPORATION
BD
CRD#: 31898
EDEN PRAIRIE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
EVEREST FINANCIAL GROUP
EVEREST FINANCIAL GROUP | SINCERE FINANCIAL LTD | EVEREST FINANCIAL GROUP LLC
CRD#: 137260 / SEC#: 801-67635
RIA
Registered Investment Advisory firm - (3/30/2007 Approved)California
Registered Investment Advisory firm - (5/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/14/2024)
RR
California(6/14/2024)
RR
Colorado(6/14/2024)
RR
Florida(6/14/2024)
RR
Illinois(6/14/2024)
RR
Iowa(6/14/2024)
RR
Massachusetts(6/14/2024)
IAR
Minnesota(1/31/2014)
RR
Minnesota(6/14/2024)
RR
Nebraska(6/14/2024)
RR
Nevada(6/14/2024)
RR
New York(6/14/2024)
RR
Ohio(6/14/2024)
RR
Pennsylvania(6/14/2024)
IAR
Texas(9/22/2016)
RR
Texas(6/14/2024)
RR
Washington(6/14/2024)
RR
Wisconsin(6/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EF
EVEREST FINANCIAL GROUP
EVEREST FINANCIAL GROUP | SINCERE FINANCIAL LTD | EVEREST FINANCIAL GROUP LLC
CRD#: 137260 / SEC#: 801-67635
RIA
Registered Investment Advisory firm - (3/30/2007 Approved)California
Registered Investment Advisory firm - (5/8/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
701 Xenia Ave S Suite 250, Minneapolis, MN 55416-1029
Mailing Address
Phone number
(763) 923-7525
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,667 |
| AUM (Assets Under Management) | $ 912,366,781 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
