William W. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Wortham Collins, who also goes by Bill Collins Jr, William Wortham Collins Jr, William Wortham Jr Collins Mr., was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1994. William had worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6, Series 23, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2019 - January 2, 2026
KINGSVIEW WEALTH MANAGEMENT, LLC
January 16, 2013 - November 10, 2017
AMERICAN CENTURY INVESTMENT SERVICES INC.
July 15, 2010 - November 11, 2011
PERSHING LLC
January 5, 2005 - November 19, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 2, 2004 - November 19, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 27, 1996 - May 13, 2004
ALLIANCEBERNSTEIN INVESTMENTS, INC.
August 19, 1994 - January 18, 1996
VOYA FINANCIAL PARTNERS, LLC
Primary Firm SEC Registration
KINGSVIEW WEALTH MANAGEMENT, LLC
CRD#: 148107 / SEC#: 801-79198
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KINGSVIEW WEALTH MANAGEMENT, LLC
CRD#: 148107 / SEC#: 801-79198
Contact information
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 24,847 |
| AUM (Assets Under Management) | $ 6,745,495,357 |
Red Flags
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