Joshua A. Greenstein
Professional summary
Joshua Aaron Greenstein is a registered financial professional currently at PUMA CAPITAL, LLC located in Jupiter, Florida.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 1995. Joshua has worked at 4 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joshua Aaron Greenstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 24, 2008 - Present
PUMA CAPITAL, LLC
Office #1: 1061 E. Indiantown Road Suite 414, Jupiter, FL 33477Office #2: 555 Theodore Fremd Avenue Suite C204, Rye, NY 10520Office #3: 777 Brickell Avenue Suite 1360, Miami, FL 33131October 14, 2003 - December 7, 2007
WILSON-DAVIS & CO., INC.
July 29, 1999 - December 4, 2002
APEX CLEARING CORPORATION
February 15, 1995 - July 9, 1999
PARAGON CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/6/2008)
(10/14/2015)
(7/30/2010)
(8/7/2008)
(9/29/2014)
(4/30/2013)
(12/2/2013)
(12/18/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 4/24/1999
Limited Representative-Equity Trader ExamCboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
PUMA CAPITAL, LLC
CRD#: 146744 / SEC#: , 8-67849
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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