Ethan S. Youderian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ethan Scott Youderian was a registered financial professional .
Ethan is a previously registered financial professional and started their career in finance in 1994. Ethan had worked at 3 firms and has passed the Series 65, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2013 - April 23, 2018
PT ASSET MANAGEMENT, LLC
January 7, 1997 - November 17, 2003
ARAGON INVESTMENTS, LTD.
August 11, 1994 - November 17, 2003
CITADEL TRADING GROUP L.L.C.
Primary Firm SEC Registration
PT ASSET MANAGEMENT, LLC
CRD#: 107619 / SEC#: 801-46031
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/21/2000
Limited Representative-Equity Trader ExamCurrent Firm
PT ASSET MANAGEMENT, LLC
CRD#: 107619 / SEC#: 801-46031
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 9,587,215,582 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
