Robert V. Paradise
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Vincent Paradise, who also goes by Bob Paradise, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 6 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2011 - January 23, 2014
WEEDEN & CO.L.P.
August 10, 2010 - March 30, 2011
GLEACHER & COMPANY SECURITIES, INC.
September 28, 1999 - July 22, 2010
THOMAS WEISEL PARTNERS LLC
September 20, 1997 - October 4, 1999
DAVID J. GREENE AND COMPANY, LLC
January 31, 1996 - October 29, 1996
FIRST NEW YORK SECURITIES L.L.C.
October 6, 1994 - January 17, 1996
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 2/6/2004
Limited Representative-Equity Trader ExamCurrent Firm
WEEDEN & CO.L.P.
CRD#: 16835 / SEC#: 801-57163, 8-37267
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIPER JAFFRAY COMPANIES | 100% OWNER | |
| MCCAGUE, ANNCHARLOTTE | CHIEF COMPLIANCE OFFICER | 1108448 |
Disclosures
| Regulatory Event | 13 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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