David D. Peters

ALLIANCE ADVISORS WEALTH MANAGEMENT LLC

Novi, MI 48375

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CRD#: 2522456

Professional summary

David Dennis Peters is a registered financial advisor currently at ALLIANCE ADVISORS WEALTH MANAGEMENT LLC located in Novi, Michigan.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. David has worked at 16 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Alliance Advisors Financial Services LLC; 17526 Golfview St, Livonia, MI 48152; Owner and licensed insurance agent; State date is 06/11/2007; Mr. Peters devotes approximately 10 hours a month during securities trading hours to the purchase, solicitation, advertisement, collection of commission of life, casualty, accident and health, property and other insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Dennis Peters's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2022 - Present

ALLIANCE ADVISORS WEALTH MANAGEMENT LLC

Office #1: 39555 Orchard Hill Place Crystal Glen, Suite 600, Novi, MI 48375

RIA

CRD#: 305397

Novi, MI

Past

November 26, 2019 - December 31, 2021

ALLIANCE ADVISORS WEALTH MANAGEMENT LLC

RIA

CRD#: 305397

NOVI, MI

Past

April 3, 2018 - November 1, 2018

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

Novi, MI

Past

April 3, 2018 - November 1, 2018

REGULUS FINANCIAL GROUP, LLC

CRD#: 150631

Novi, MI

Past

March 13, 2017 - March 20, 2018

ARROW FINANCIAL GROUP

RIA

CRD#: 119423

Livonia, MI

Past

February 23, 2017 - March 6, 2018

OSAIC WEALTH, INC.

CRD#: 23131

TROY, MI

Past

October 3, 2016 - February 15, 2017

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

Novi, MI

Past

June 22, 2015 - August 3, 2016

WFG INVESTMENTS, INC.

CRD#: 22704

LIVONIA, MI

Past

September 12, 2012 - March 8, 2017

CG ADVISORY SERVICES

RIA

CRD#: 110929

NOVI, MI

Past

September 7, 2012 - June 23, 2015

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

NOVI, MI

Past

February 13, 2009 - June 23, 2015

INVEST FINANCIAL CORPORATION

CRD#: 12984

NOVI, MI

Past

March 10, 2006 - February 12, 2009

OSAIC WEALTH, INC.

CRD#: 23131

NOVI, MI

Past

January 14, 2005 - March 8, 2006

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

February 20, 2002 - April 1, 2003

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

April 19, 1999 - May 15, 2001

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

July 27, 1998 - May 13, 1999

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

April 8, 1998 - July 27, 1998

STANDARD BROKERAGE SERVICES, INC.

CRD#: 14387

Past

August 6, 1997 - April 16, 1998

COMERICA SECURITIES

CRD#: 17079

DETROIT, MI

Past

November 8, 1994 - August 22, 1997

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/19/2025)

IAR

Michigan
(3/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/24/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/18/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/7/1994

General Securities Representative Examination

Current Firm

ALLIANCE ADVISORS WEALTH MANAGEMENT LLC

CRD#: 305397 / SEC#:

Florida

Registered Investment Advisory firm - (3/19/2025 Approved)

Michigan

Registered Investment Advisory firm - (2/3/2022 Approved)

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Contact information

Main Address

39555 Orchard Hill Place Crystal Glen, Suite 600, Novi, MI 48375

Mailing Address

Phone number

(734) 837-3672

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	55
AUM (Assets Under Management)	$ 11,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David D. Peters

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Dennis Peters's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLIANCE ADVISORS WEALTH MANAGEMENT LLC

REGAL INVESTMENT ADVISORS LLC

REGULUS FINANCIAL GROUP, LLC

ARROW FINANCIAL GROUP

OSAIC WEALTH, INC.

CONCORDE INVESTMENT SERVICES, LLC

WFG INVESTMENTS, INC.

CG ADVISORY SERVICES

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

OSAIC WEALTH, INC.

KESTRA INVESTMENT SERVICES, LLC

WOODBURY FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

LASALLE FINANCIAL SERVICES, INC.

STANDARD BROKERAGE SERVICES, INC.

COMERICA SECURITIES

AMERIPRISE ADVISOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/24/2012

Series 63

Date: 11/18/1994

SIE

Date: 10/1/2018

Series 7

Date: 11/7/1994

Current Firm

ALLIANCE ADVISORS WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALLIANCE ADVISORS WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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