David J. Gerszewski

VIVERE WEALTH MANAGEMENT LLC

CHANDLER, AZ 85286-2011

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CRD#: 2522428

Professional summary

David James Gerszewski, who also goes by David Gerszewski, is a registered financial advisor currently at VIVERE WEALTH MANAGEMENT LLC located in Chandler, Arizona.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. David has worked at 5 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Gerszewski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ATTORNEY, NON-INVESTMENT RELATED. 1767 E. QUEEN CREEK RD. #1, CHANDLER, ARIZONA 85286. PRINCIPAL AND SOLE MEMBER OF CITADEL LAW FIRM PLLC. 07/2016-PRESENT. 30 HOURS/MO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Gerszewski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2017 - Present

VIVERE WEALTH MANAGEMENT LLC

Office #1: 1767 E. Queen Creek Rd. #1, Chandler, AZ 85286-2011

RIA

CRD#: 284152

CHANDLER, AZ

Past

November 13, 2001 - January 21, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 14, 2000 - January 25, 2002

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

April 25, 1997 - March 15, 2000

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

August 25, 1994 - April 4, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(9/27/2017)

IAR

North Dakota
(11/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/12/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/30/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/16/1996

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/16/1994

General Securities Representative Examination

Current Firm

VIVERE WEALTH MANAGEMENT LLC

CITADEL LAW FIRM PLLC | VIVERE WEALTH MANAGEMENT LLC | RETHINK WEALTH ADVISORS, LLC | GEN47 WEALTH ADVISORS LLC | DAVID GERSZEWSKI D.B.A. GERSZEWSKI INSURANCE

CRD#: 284152 / SEC#:

Arizona

Registered Investment Advisory firm - (9/27/2017 Approved)

North Dakota

Registered Investment Advisory firm - (10/31/2024 Approved)

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Contact information

Main Address

1767 E. Queen Creek Rd. #1, Chandler, AZ 85286-2011

Mailing Address

Phone number

(480) 400-0598

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David J. Gerszewski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Gerszewski's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIVERE WEALTH MANAGEMENT LLC

CITIGROUP GLOBAL MARKETS INC.

J.P. MORGAN SECURITIES INC.

LEHMAN BROTHERS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 6/12/2017

Series 63

Date: 8/30/1994

Series 3

Date: 11/16/1996

Series 7

Date: 8/16/1994

Current Firm

VIVERE WEALTH MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

VIVERE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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