Stephen M. Schira
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Michael Schira, who also goes by Stephen M Schira, Steve Schira, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1994. Stephen had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2018 - April 6, 2023
SCHIRA ASSET MANAGEMENT, LLC
June 2, 2017 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
March 31, 2009 - March 8, 2018
SCOTTRADE, INC.
October 25, 2006 - March 13, 2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 12, 2006 - March 13, 2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
June 17, 2004 - February 1, 2006
TD AMERITRADE, INC.
May 26, 1995 - February 1, 2006
TD AMERITRADE, INC.
August 22, 1994 - June 12, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 22, 1994 - June 12, 1995
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/17/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SCHIRA ASSET MANAGEMENT, LLC
CRD#: 297216 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 4,107,300 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
