Joshua S. Scherer
Professional summary
Joshua Scott Scherer, who also goes by Josh Scherer, is a registered financial professional currently at DUCERA SECURITIES LLC located in New York, New York.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 1994. Joshua has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joshua Scott Scherer's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2016 - Present
DUCERA SECURITIES LLC
Office #1: 11 Times Square, Floor 36, New York, NY 10036Office #2: 11 Times Square, Floor 36, New York, NY 10036July 2, 2007 - June 16, 2015
PERELLA WEINBERG PARTNERS LP
May 21, 2002 - May 30, 2007
HOULIHAN LOKEY CAPITAL, INC.
August 30, 1994 - June 30, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/2/2019)
(2/11/2016)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
DUCERA SECURITIES LLC
CRD#: 269984 / SEC#: , 8-69643
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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