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MM

Michael R. Mcgovern

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CRD#: 2522332
MM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Robert Mcgovern was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 12 firms and has passed the Series 63, SIE, Series 6 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 16, 2014 - January 5, 2015

PSG EXECUTIONS, INC.

BD
CRD#: 119564
ENGLEWOOD CLIFFS, NJ
Past

October 16, 2014 - January 5, 2015

PRINCETON SECURITIES GROUP, LLC

BD
CRD#: 41233
NEW YORK, NY
Past

October 17, 2012 - April 16, 2013

WESTOR CAPITAL GROUP, INC.

BD
CRD#: 103823
HERKIMER, NY
Past

June 3, 2010 - June 27, 2013

COASTAL TRADE SECURITIES, LLC

BD
CRD#: 148246
SHORT HILLS, NJ
Past

December 2, 2008 - August 23, 2013

DME SECURITIES, LLC

BD
CRD#: 112584
NEW YORK, NY
Past

November 17, 2008 - April 25, 2012

COVA CAPITAL PARTNERS LLC

BD
CRD#: 109761
SYOSSET, NY
Past

August 2, 2007 - October 11, 2007

DOYLE, MILES & CO., LLC

BD
CRD#: 115740
NEW YORK, NY
Past

June 4, 2007 - December 2, 2009

TAG SECURITIES CORP.

BD
CRD#: 104076
NEW YORK, NY
Past

January 18, 2005 - June 12, 2006

CLANCY FINANCIAL SERVICES, INC.

BD
CRD#: 133379
NEW YORK, NY
Past

October 19, 2004 - August 9, 2005

CJM SECURITIES, INC.

BD
CRD#: 110706
NEW YORK, NY
Past

August 1, 2002 - June 12, 2006

DERMOTT W. CLANCY CORP.

BD
CRD#: 37451
NEW YORK, NY
Past

May 7, 2002 - August 5, 2002

DERMOTT W. CLANCY CORP.

BD
CRD#: 37451
NEW YORK, NY
Past

September 13, 1994 - August 22, 2002

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

BD
CRD#: 18487
HOLBROOK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/25/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


PE
PSG EXECUTIONS, INC.
PSG EXECUTIONS, INC.

CRD#: 119564 / SEC#: , 8-65194

BD
Terminated by SEC on 12/05/2017
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 08/27/2001
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
CIRILLO, ANTHONY NMNNON-VOTING SHAREHOLDER1245191
WILLIS, BENEDICT PATRICKCEO/CHIEF COMPLIANCE OFFICER1261163

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PSG EXECUTIONS, INC.

CRD#: 119564

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