Claudio E. Sapetnitzky

EFG CAPITAL INTERNATIONAL

MIAMI, FL 33131-2867

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CRD#: 2522284

Professional summary

Claudio Esteban Sapetnitzky, who also goes by Claudio E Sapetnitzky, is a registered financial professional currently at EFG CAPITAL INTERNATIONAL located in Miami, Florida.

Claudio is registered as a RR (Registered Representative) and started their career in finance in 1994. Claudio has worked at 4 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Claudio E Sapetnitzky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Claudio Esteban Sapetnitzky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2008 - Present

EFG CAPITAL INTERNATIONAL

Office #1: 701 Brickell Ave 9th Floor & Suite 1310, Miami, FL 33131-2867

CRD#: 40118

MIAMI, FL

Past

March 17, 2006 - October 13, 2008

MACQUARIE CAPITAL (USA) INC.

CRD#: 36368

MIAMI, FL

Past

July 6, 1995 - November 17, 2005

REFCO SECURITIES, LLC

CRD#: 14094

NEW YORK, NY

Past

August 15, 1994 - May 12, 1995

INSIGNEO SECURITIES, LLC

CRD#: 29249

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/18/2008)

Exams

State Security Law Exam

Series 63

Date: 5/29/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/11/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EFG CAPITAL INTERNATIONAL

BDD CAPITAL INTERNATIONAL CORP. | EFG CAPITAL INTERNATIONAL CORP. | EFG CAPITAL INTERNATIONAL | EFG CAPITAL | BDD INTERNATIONAL, LTD.

CRD#: 40118 / SEC#: 801-120569, 8-48969

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

701 Brickell Ave 9th Floor & Suite 1350, Miami, FL 33131

Mailing Address

701 Brickell Ave 9th Floor & Suite 1310, Miami, FL 33131-2867

Phone number

(305) 482-8000

Established

Delaware since 01/03/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (30 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

EFG CAPITAL FORM ADV BROCHURE (2/18/2021)

Direct owners and executive officers

Name	Position	CRD#
EFG CAPITAL HOLDINGS CORP.	PARENT
ARGUMEDO, GUILLERMO ARTURO	SENIOR VICE PRESIDENT, REGISTERED OPTIONS PRINCIPAL	2542794
BORGES, LEONARDO SILVA	PRINCIPAL OPERATIONS OFFICER	5637377
ECHEVARRIA, VICTOR MANUEL	CHAIRMAN OF THE BOARD	1939548
GONZALEZ, CARLOS JAVIER	CHIEF COMPLIANCE OFFICER	4294205
LEVERETT, KYLE LAWRENCE	PRINCIPAL FINANCIAL OFFICER	6123446
MESQUITA, SILVANA SOBRAL	AMLCO	6983852
MOHOROVIC, SANJIN	CEO	6849141

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Claudio E. Sapetnitzky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Claudio Esteban Sapetnitzky's CRS (Customer Relationship Summary).

Certified licenses

Experience

MACQUARIE CAPITAL (USA) INC.

REFCO SECURITIES, LLC

INSIGNEO SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/29/2006

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/11/1994

FINRA

Current Firm

EFG CAPITAL INTERNATIONAL

Contact information

FINRA licenses (30 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

EFG CAPITAL INTERNATIONAL

TRUST BUT VERIFY

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