William R. Creekmur
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Rogers Creekmur JR was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1994. William had worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2017 - July 25, 2019
COMERICA SECURITIES
August 18, 2017 - July 25, 2019
COMERICA SECURITIES
March 28, 2013 - October 7, 2016
LPL FINANCIAL LLC
March 28, 2013 - October 7, 2016
LPL FINANCIAL LLC
April 27, 2011 - July 2, 2012
CHARLES SCHWAB & CO., INC.
April 27, 2011 - July 2, 2012
CHARLES SCHWAB & CO., INC.
September 26, 2008 - March 28, 2011
CREEKMUR WEALTH MANAGEMENT
September 12, 2008 - December 31, 2010
CREEKMUR WEALTH MANAGEMENT
March 28, 2007 - September 8, 2010
FFEC WEALTH PARTNERS LLC
March 28, 2007 - September 8, 2010
FFEC WEALTH PARTNERS LLC
December 19, 2006 - March 27, 2007
WEALTHTRUST ARIZONA
October 31, 2005 - March 31, 2007
OSAIC SERVICES, INC.
July 1, 2003 - December 7, 2006
WEALTH TRUST - ARIZONA LLC
May 29, 2003 - October 31, 2005
SUNAMERICA SECURITIES, INC.
March 18, 2002 - May 16, 2003
LPL FINANCIAL LLC
March 12, 2002 - March 14, 2002
LPL FINANCIAL LLC
March 22, 2000 - March 19, 2002
SUNAMERICA SECURITIES, INC.
September 3, 1997 - January 19, 1999
MORGAN STANLEY DW INC.
September 8, 1994 - July 21, 1997
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COMERICA SECURITIES
CRD#: 17079 / SEC#: 801-64897, 8-35001
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMERICA INVESTMENT SERVICES, INC. | SHAREHOLDER | |
| AMOS, NICHOLAS CHARLES | DIRECTOR | 2013807 |
| MAIER, JOHN BONIFACE | DIRECTOR | 1812378 |
| MURDOCK, WILLIAM B | CEO/PRESIDENT/CHAIRMAN | 5777100 |
| SCHELL, RICHARD EDWARD | DIRECTOR/ SENIOR VICE PRESIDENT/ CCO | 1543415 |
| THAIRANI, POOJA | DIRECTOR/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 7869698 |
Regulatory assets under management
| Total Number of Accounts | 4,527 |
| AUM (Assets Under Management) | $ 2,385,128,214 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/11/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
