Michael J. Cavalier
Professional summary
Michael Joseph Cavalier JR, who also goes by Mick Cavalier Jr, is a registered financial professional currently at FIRST HEARTLAND CAPITAL, INC. located in Westlake Village, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Cavalier JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2013 - Present
FIRST HEARTLAND CAPITAL, INC.
Office #1: 2801 Townsgate Rd #350, Westlake Village, CA 91361February 24, 2011 - October 31, 2013
CENTERRE CAPITAL LLC
April 4, 2006 - February 24, 2011
FIRST HEARTLAND CAPITAL, INC.
February 15, 2002 - April 24, 2006
OSAIC FS, INC.
October 5, 1999 - December 31, 2001
VERAVEST INVESTMENTS, INC.
March 18, 1998 - September 21, 1999
OSAIC FS, INC.
January 3, 1997 - April 8, 1997
ONE ORCHARD EQUITIES, INC.
March 10, 1995 - January 3, 1997
THE GREAT-WEST LIFE ASSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2013)
(5/26/2021)
(10/31/2013)
(10/31/2013)
Exams
FINRA
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460Westlake Village, CA 91361TRUST BUT VERIFY
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