Christine I. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Ingram Murphy, who also goes by Christine Ingram, Christine Maroney, Christine Murphy, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1994. Christine had worked at 6 firms and has passed the Series 63, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2015 - July 1, 2016
FIRST COMMAND ADVISORY SERVICES
March 27, 2013 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
March 12, 2013 - July 1, 2016
FIRST COMMAND BROKERAGE SERVICES, INC.
September 12, 2000 - August 7, 2008
WELLS FARGO CLEARING SERVICES, LLC
February 23, 1995 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 23, 1995 - August 31, 1998
SIGNATOR INVESTORS, INC.
August 23, 1994 - February 10, 1995
FORTH FINANCIAL SECURITIES, CORPORATION
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
