NA
Nazan Akdeniz
ROTH CAPITAL PARTNERS
Newport Beach, CA 92660
Some features on this profile are disabled
CRD#: 2522215
NA
Professional summary
Nazan Akdeniz, who also goes by Nazan Kireclik, is a registered financial advisor currently at ROTH CAPITAL PARTNERS, LLC located in Newport Beach, California.
Nazan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Nazan has worked at 2 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 9, Series 10, Series 24, Series 4 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nazan Kireclik
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Business: Roth Principal Investments, LLC Investment Related: Yes Business Address: 2340 Collins Avenue, Suite 402 Miami Beach, FL 33139 Nature of Business : Provide Equity Lines of Credit ("ELOC") to issuers/ELOC investors Position /Title: COO Start Date of Relationship: 08/20/2025 Approximate number of hours/month devoted to the business: 10 Approximate number of hours/month devoted to the business during securities trading hours: 5 Duties: Execution of ELOC
CRS (Client Relationship Summary) - RIA
Click below to view Nazan Akdeniz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nazan Akdeniz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2005 - Present
ROTH CAPITAL PARTNERS, LLC
Office #1: 888 San Clemente Drive, Suite 400, Newport Beach, CA 92660RIA
BD
CRD#: 15407
Newport Beach, CA
Current
April 15, 1997 - Present
ROTH CAPITAL PARTNERS, LLC
Office #1: 888 San Clemente Drive, Suite 400, Newport Beach, CA 92660RIA
BD
CRD#: 15407
Newport Beach, CA
Past
May 9, 1995 - April 17, 1997
SUTRO & CO. INCORPORATED
BD
CRD#: 801
SAN FRANCISCO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2007)
RR
Alaska(1/3/2007)
RR
Arizona(1/3/2007)
RR
Arkansas(1/3/2007)
RR
California(4/18/1997)
IAR
California(10/7/2005)
RR
Colorado(1/3/2007)
RR
Connecticut(1/3/2007)
RR
Delaware(1/3/2007)
RR
District of Columbia(1/3/2007)
RR
Florida(1/3/2007)
IAR
Florida(6/28/2024)
RR
Georgia(1/3/2007)
RR
Hawaii(1/3/2007)
RR
Idaho(1/3/2007)
RR
Illinois(12/7/2000)
RR
Indiana(1/3/2007)
RR
Iowa(1/3/2007)
RR
Kansas(1/3/2007)
RR
Kentucky(1/3/2007)
RR
Louisiana(1/3/2007)
RR
Maine(11/4/2015)
RR
Maryland(1/3/2007)
RR
Massachusetts(1/3/2007)
RR
Michigan(1/3/2007)
RR
Minnesota(1/3/2007)
RR
Mississippi(1/3/2007)
RR
Missouri(4/9/2002)
RR
Montana(1/8/2018)
RR
Nebraska(1/3/2007)
RR
Nevada(1/3/2007)
RR
New Hampshire(1/7/2009)
RR
New Jersey(1/3/2007)
RR
New Mexico(1/3/2007)
RR
New York(1/3/2007)
RR
North Carolina(1/3/2007)
RR
North Dakota(1/8/2018)
RR
Ohio(12/11/2000)
RR
Oklahoma(11/2/2000)
RR
Oregon(1/3/2007)
RR
Pennsylvania(1/3/2007)
RR
Puerto Rico(7/11/2019)
RR
Rhode Island(1/3/2007)
RR
South Carolina(1/3/2007)
RR
South Dakota(1/3/2007)
RR
Tennessee(1/3/2007)
RR
Texas(11/30/2000)
RR
Utah(1/3/2007)
RR
Vermont(1/3/2007)
RR
Virginia(1/3/2007)
RR
Washington(1/3/2007)
RR
West Virginia(1/3/2007)
RR
Wisconsin(1/3/2007)
RR
Wyoming(1/3/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 1/13/2003
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 8/31/1995
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
RC
ROTH CAPITAL PARTNERS, LLC
CDB SECURITIES, INC. | ROTH CAPITAL PARTNERS, LLC | ROTH CAPITAL PARTNERS, INC. | CRUTTENDEN ROTH INCORPORATED | CRUTTENDEN & COMPANY | CRUTTENDEN & CO., INC.
CRD#: 15407 / SEC#: , 8-32129
California
Registered Investment Advisory firm - SEC (5/7/2001 Approved)Florida
Registered Investment Advisory firm - SEC (6/28/2024 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
888 San Clemente Suite 400, Newport Beach, CA 92660
Mailing Address
888 San Clemente Suite 400, Newport Beach, CA 92660
Phone number
(949) 720-5700
Established
California since 01/10/2001
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Medium
# of Employees
10
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CR FINANCIAL HOLDINGS, INC. | MEMBER | |
| AKDENIZ, NAZAN | COO | 2522215 |
| GUREWITZ, AARON MICHAEL | CO-CHIEF EXECUTIVE OFFICER | 2244273 |
| LAMARCHE, KRISTIN DIANE | CHIEF COMPLIANCE OFFICER | 2582393 |
| MORK, JONATHAN ANDREW | MANAGER | 4349125 |
| PANAGIOTIDIS, ALEX | ROSFP | 4582559 |
| PLATT, RICHARD L | GENERAL COUNSEL | 2059118 |
| ROTH, BYRON CLARENCE | CHAIRMAN/MANAGER | 1768553 |
| ROTH, GORDON JAMES | CHIEF FINANCIAL OFFICER/FINOP/MANAGER | 3167226 |
| ROTH, THEODORE DAVID | VICE CHAIRMAN | 4615931 |
| SHETH, SAGAR ARVIND | CO-CHIEF EXECUTIVE OFFICER | 5209865 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
