Kevin D. Wolf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin David Wolf, who also goes by Kevin Wolf, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1994. Kevin had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2018 - August 8, 2022
EURONEXT MARKET SERVICES LLC
November 1, 2010 - February 22, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 21, 2007 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
October 11, 2000 - March 30, 2007
LEHMAN BROTHERS INC.
September 8, 1994 - December 5, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EURONEXT MARKET SERVICES LLC
CRD#: 290564 / SEC#: , 8-70033
Contact information
FINRA licenses (6 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EURONEXT US INC. | OWNER | |
| BASILICE, PATRICK LOUIS | CHIEF COMPLIANCE OFFICER | 5691865 |
| BORINI, VALENTINA | DIRECTOR | 7236540 |
| GANATRA, AMRISH ARUNKUMAR | DIRECTOR | 7118841 |
| GOLDSTEIN, ALLAN | CHIEF EXECUTIVE OFFICER | 2348827 |
| MEGENITY, BRIAN MCDONALD | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2889637 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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