Anthony P. Beggio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Patrick Beggio, who also goes by Tony Beggio, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1994. Anthony had worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2017 - March 11, 2020
NATIONAL SECURITIES CORPORATION
November 25, 2015 - September 21, 2017
MIDTOWN PARTNERS
June 25, 2012 - November 25, 2013
REVERE SECURITIES LLC
February 4, 2010 - June 15, 2010
CATO CAPITAL, LLC
October 23, 2007 - January 24, 2008
SAMCO CAPITAL MARKETS, INC.
October 1, 2007 - January 30, 2008
COMMERCE STREET CAPITAL, LLC
May 19, 2006 - October 1, 2007
SAMCO CAPITAL MARKETS, INC.
June 20, 2005 - May 19, 2006
PENSON FINANCIAL SERVICES, INC.
September 14, 2004 - June 24, 2005
SAXONY SECURITIES, INC.
February 25, 2003 - December 31, 2003
CANTELLA & CO., INC.
March 3, 2000 - March 2, 2001
MORGAN KEEGAN & COMPANY, LLC
July 13, 1998 - September 15, 1999
EISNER SECURITIES, INC.
October 24, 1994 - August 10, 1998
JOSEPH CHARLES & ASSOC., INC.
August 23, 1994 - September 12, 1994
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
