Allen W. Fehnel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allen Warren Fehnel was a registered financial professional .
Allen is a previously registered financial professional and started their career in finance in 1994. Allen had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2011 - September 7, 2022
J. W. COLE ADVISORS, INC.
September 5, 2003 - September 7, 2022
J.W. COLE FINANCIAL, INC.
January 2, 2003 - December 11, 2008
J. W. COLE ADVISORS, INC.
November 14, 2001 - November 20, 2002
MSF FINANCIAL ADVISORS, L.L.P.
November 14, 2001 - September 5, 2003
JONATHAN ROBERTS FINANCIAL GROUP, INC.
August 15, 1994 - November 30, 2001
1ST GLOBAL CAPITAL CORP.
Primary Firm SEC Registration
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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