Robert E. Mullin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Emmett Mullin JR was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2014 - December 19, 2016
JLT CAPITAL PARTNERS LLC
November 26, 2003 - June 16, 2006
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
May 24, 2001 - October 16, 2003
AMUNDI DISTRIBUTOR US, INC.
February 19, 1998 - November 24, 1999
METROPOLITAN LIFE INSURANCE COMPANY
February 19, 1998 - November 24, 1999
MSI FINANCIAL SERVICES, INC.
September 27, 1994 - October 15, 1996
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
JLT CAPITAL PARTNERS LLC
CRD#: 158345 / SEC#: , 8-68892
Contact information
Documents
Red Flags
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