David R. Slocombe
Professional summary
David R Slocombe, who also goes by Dave Slocombe, David Russell Slocombe, David Slocombe, is a registered financial advisor currently at SAN GABRIEL CAPITAL located in Cedar Park, Texas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. David has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 3, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David R Slocombe's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2015 - Present
SAN GABRIEL CAPITAL
Office #1: 1320 Arrow Point Dr. Suite 501, Ofc Tw23, Cedar Park, TX 78613July 15, 2014 - December 31, 2014
SAN GABRIEL CAPITAL
July 18, 2012 - January 8, 2014
THE BENCHMARK COMPANY, LLC
February 11, 2011 - July 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 20, 2010 - July 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 17, 2009 - December 8, 2010
NOBLE CAPITAL MARKETS, INC.
April 15, 2008 - October 28, 2008
JESUP & LAMONT SECURITIES CORP
October 17, 2005 - February 8, 2008
D.A. DAVIDSON & CO.
October 13, 1998 - October 5, 2005
HILLTOP SECURITIES INC.
January 23, 1998 - October 7, 1998
LOEWENBAUM & COMPANY INCORPORATED
December 24, 1996 - January 12, 1998
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/21/2015)
Exams
Current Firm
SAN GABRIEL CAPITAL
CRD#: 170486 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 17,969,078 |
Red Flags
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