Richard H. Van Kuren

LVW ADVISORS

Pittsford, NY 14534

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CRD#: 2521644

Professional summary

Richard H Van Kuren JR, who also goes by Richard H Van Kuren Jr Jr, Richard H Vankuren Jr, Richard Vankuren, is a registered financial advisor currently at LVW ADVISORS, LLC located in Pittsford, New York.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Richard has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard H Van Kuren Jr Jr | Richard H Vankuren Jr | Richard Vankuren

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Board Member and Investment Committee Member since 6/2015 for Sojourner Home for Women, an organization that provides support for homeless women and families. Approximately 2 hours/month devoted to this business, 1 hour/month during securities trading hours. Duties include overseeing the management of the organization and specifically the endowment portfolio.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard H Van Kuren JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2021 - Present

LVW ADVISORS, LLC

Office #1: 67b Monroe Avenue, Pittsford, NY 14534

RIA

CRD#: 159403

Pittsford, NY

Past

January 30, 2009 - October 12, 2011

CITY NATIONAL SECURITIES, INC.

CRD#: 103705

PITTSFORD, NY

Past

January 8, 2009 - October 12, 2011

CONVERGENT WEALTH ADVISORS, LLC

RIA

CRD#: 143719

POTOMAC, MD

Past

January 4, 1999 - September 15, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LVW ADVISORS, LLC

LVW ADVISORS, LLC | ZAPPIA FAMILY WEALTH | LVW FLYNN

CRD#: 159403 / SEC#: 801-72830

RIA

Registered Investment Advisory firm - (10/28/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/9/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/17/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/10/1998

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 7/18/1994

Non-Member General Securities Examination

Current Firm

LVW ADVISORS, LLC

LVW ADVISORS, LLC | ZAPPIA FAMILY WEALTH | LVW FLYNN

CRD#: 159403 / SEC#: 801-72830

RIA

Registered Investment Advisory firm - (10/28/2011 Approved)

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Contact information

Main Address

67b Monroe Avenue, Pittsford, NY 14534

Mailing Address

Phone number

(585) 267-4900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LVW ADVISORS, LLC FORM ADV PART 2 BROCHURE (4/11/2025)

Regulatory assets under management

Total Number of Accounts	2,583
AUM (Assets Under Management)	$ 2,281,803,093

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/27/2025	Cover Page	Report
01/27/2024	Cover Page	Report
02/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard H. Van Kuren

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard H Van Kuren JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITY NATIONAL SECURITIES, INC.

CONVERGENT WEALTH ADVISORS, LLC

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

LVW ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/9/2007

Series 63

Date: 3/17/1999

Series 7

Date: 12/10/1998

Series 2

Date: 7/18/1994

Current Firm

LVW ADVISORS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LVW ADVISORS, LLC

TRUST BUT VERIFY

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